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Top related persons:
Wells - 1 Société - 1 Spokespeople - 1 Gurbir Grewal - 1 Chris Prentice - 1 Susan Heavey - 1 Nivedita Balu - 1 Nupur Anand - 1
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Wall Street - 1 Wells - 1 Wells Fargo Securities - 1 BNP Paribas Securities Corp - 1 U.S . Securities - 1 Exchange Commission - 1 Futures Trading - 1 BNP - 1

Search resuls for: "Wedbush Securities Inc"


5 mentions found


☆ US regulators hit more Wall Street firms with record-keeping fines
  + stars: | 2023-08-08 | by ( Chris Prentice | Thomson Reuters | Chris Prentice Reports On Financial Crimes | ) www.reuters.com   time to read: +2 min
WASHINGTON, Aug 8 (Reuters) - U.S. regulators on Tuesday hit another batch of Wall Street firms with $549 million in civil penalties over widespread record-keeping failures related to employees' use of personal text messages and other messaging apps. Eleven firms, including Wells Fargo Securities and BNP Paribas Securities Corp, have agreed to pay $289 million in fines to the U.S. Securities and Exchange Commission to resolve the allegations. Regulators require broker dealers and investment advisers to keep certain work-related communications, but Wall Street dealers have increasingly used personal devices in recent years. Spokespeople for BNP, which agreed to pay $110 million to the regulators, and Mizuho, which agreed to pay $25 million to the SEC, declined to comment. The regulators have already fined units of JPMorgan Chase and Co (JPM.N), Barclays, Bank of America and others for similar record-keeping failures.
Persons: Wells, Société, Spokespeople, Gurbir Grewal, Chris Prentice, Susan Heavey, Nivedita Balu, Nupur Anand, Saeed Azhar, Bernadette Baum, Jason Neely Organizations: Wall Street, Wells, Wells Fargo Securities, BNP Paribas Securities Corp, U.S . Securities, Exchange Commission, Futures Trading, BNP, Bank of Montreal, Wedbush Securities Inc, Wall, SEC, CFTC, Mizuho, Nikko Securities, JPMorgan Chase, Barclays, Bank of America, Reuters, Thomson Locations: U.S, Wells Fargo, Nikko, New York, Washington, Toronto
☆ Visa Finance Chief Vasant Prabhu to Depart in September
  + stars: | 2023-02-16 | by ( Mark Maurer | ) www.wsj.com   time to read: +2 min
Visa Inc. said its chief financial officer, Vasant Prabhu, is stepping down as the payments giant works to continue growing certain merchant services and making acquisitions. Mr. Prabhu will leave Visa on Sept. 30, the San Francisco-based company said Thursday. Mr. Prabhu, who also served as vice chair, will assist Visa with the search for and onboarding of his successor before stepping down from his role, the company said. Newsletter Sign-up WSJ | CFO Journal The Morning Ledger provides daily news and insights on corporate finance from the CFO Journal team. Visa in January reported $7.94 billion in revenue for the quarter ended Dec. 31, up 12.4% from the prior-year period.
☆ Chewy Looks to Open More Automated Fulfillment Centers in Drive to Control Costs
  + stars: | 2023-01-03 | by ( Nina Trentmann | ) www.wsj.com   time to read: +5 min
Online pet retailer Chewy Inc. plans to open more automated fulfillment centers in 2023 to control costs and raise efficiency, which could help the company repurpose certain capital spending, its finance chief said. Photo: Chewy Inc.“When we think about the future of our fulfillment network, automation is at the center of that,” Mr. Marte said. The company, which had over 21,000 employees and 13 fulfillment centers in December, usually requires about 1,200 people for a manned distribution center. “Those are real dollars,” Mr. Marte said, adding that Chewy is working to grow profits and taking out costs. Over time, the company could defer or lower some of its capital expenditures, Mr. Marte said.
☆ For Twitter’s Next CFO, Lots of Debt and a Slowing Economy
  + stars: | 2022-10-28 | by ( Mark Maurer | Dean Seal | Brent Thill | ) www.wsj.com   time to read: +8 min
It isn’t clear yet who will succeed Mr. Segal as CFO. Twitter and Mr. Musk on Friday didn’t respond to requests for comment. Mr. Segal on Friday tweeted that “the work isn’t complete,” referring to Twitter’s ambition to build “the world’s townsquare.” Mr. Segal didn’t respond to a request for additional comment. Mr. Musk has said buying Twitter would accelerate his creation of an app that combines the capabilities of several apps in one. The future executives that Mr. Musk installs will have to share his vision for Twitter, Mr. Ives said, and prepare to support growth initiatives that will take years to build.
☆ Keurig Dr Pepper Names New CFO to Fill Gap Left by Elevation of CEO
  + stars: | 2022-10-24 | by ( Kristin Broughton | Colin Kellaher | ) www.wsj.com   time to read: +4 min
Keurig Dr Pepper Inc. hired a new executive to lead its finances after it promoted its former chief financial officer to the role of chief executive. In his new role, Mr. Priyadarshi will oversee Keurig Dr Pepper’s finance and information technology divisions. Keurig Dr Pepper is scheduled to report quarterly results on Thursday. Keurig Dr Pepper has said that acquisitions are a top priority for capital allocation. Keurig Dr Pepper Monday said Mr. Priyadarshi wasn’t available for an interview and declined to comment beyond its release.
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